Systems Engineering Capability Model Appraisal Method: Government Electronics and Information Technology Association

Chapter 3: Preparation Phase Activities

3.1 Preparation Phase Overview

Purpose:

The Preparation phase prepares the sponsor, the appraisal team, and the organizational units being appraised for the On-Site period. Figure 3-1 illustrates the activities in this phase. Major prerequisites of the preparation phase include:


Figure 3-1: Diagram of Preparation Phase
  • The sponsor must commit to provide the resources and actions required for the appraisal process,

  • The team must be selected to perform the appraisal,

  • The organizational units being appraised must provide preliminary data to the team for analysis, and

  • The team must analyze the data prior to arriving On-Site.

3.2 Preparation Phase Activities

Summary Description:

Table 3-1 lists the major activities of the Preparation phase and the expected output of each. Each element is described more fully in the summaries that follow.

Table 3-1: Summary Description of Preparation Phase

ID

Activity

Description

Output

3.2.1

Obtain sponsor commitment

  • understands the concept of the appraisal,

  • defines goals of the appraisal in relation to the sponsor's business goals,

  • agrees to provide necessary resources, including funding, and

  • understands his/her visible sponsorship role.

  • Appraisal resources

  • Agreement to proceed and expend resources for the planning and conduct of the appraisal

  • Appraisal goals related to business goals

  • Sponsor role understood

3.2.2

Select appraisal parameters

Designate organization units to be appraised and appraisal team, and tailor appraisal method as required (e.g., team size, site time, ratings to produce, number of programs, program characteristics).

  • Preliminary appraisal plan that defines appraisal parameters based on appraisal goals

3.2.3

Plan appraisal details

Use appraisal parameters to develop...

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